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Key Performance Indicators (KPIs)

Strategy-Level KPIs

Primary Metrics

Metric Formula Pass Warning Fail
Sharpe Ratio (Return - Rf) / StdDev ≥ 1.0 0.7-1.0 < 0.7
Sortino Ratio (Return - Rf) / DownsideStdDev ≥ 1.5 1.0-1.5 < 1.0
Max Drawdown Peak-to-trough / Peak < 8% 8-10% > 10%
Profit Factor Gross Profit / Gross Loss ≥ 1.5 1.3-1.5 < 1.3
Win Rate Winning Trades / Total Trades ≥ 45% 40-45% < 40%
Avg R:R Avg Win / Avg Loss ≥ 1.5 1.2-1.5 < 1.2

Secondary Metrics

Metric Formula Pass Warning Fail
Calmar Ratio CAGR / Max DD ≥ 1.5 1.0-1.5 < 1.0
Recovery Factor Net Profit / Max DD ≥ 3.0 2.0-3.0 < 2.0
Expectancy (Win% × AvgWin) - (Loss% × AvgLoss) > 0.5R 0.2-0.5R < 0.2R
Trade Frequency Trades per month 10-50 5-10 or 50-100 < 5 or > 100
Avg Trade Duration Mean holding time Varies by TF - -

Prop Firm Compliance KPIs

FTMO Parameters (Default)

Rule Limit Our Target Buffer
Max Daily Loss 5% of balance 3% 2%
Max Total Loss 10% of balance 6% 4%
Profit Target (Challenge) 10% - -
Profit Target (Verification) 5% - -
Min Trading Days 4 10+ 6+

Parameterized Limits (Per Firm)

# config/prop_firm_limits.yaml
ftmo:
  daily_loss_pct: 5.0
  total_loss_pct: 10.0
  our_daily_limit: 3.0
  our_total_limit: 6.0

mff:  # MyForexFunds
  daily_loss_pct: 5.0
  total_loss_pct: 12.0
  our_daily_limit: 3.0
  our_total_limit: 8.0

topstep:
  daily_loss_pct: 4.5  # Trailing
  total_loss_pct: 10.0
  our_daily_limit: 2.5
  our_total_limit: 6.0

Portfolio-Level KPIs

Metric Target Calculation Frequency
Total Sharpe ≥ 1.2 Weekly
Portfolio Max DD < 15% Daily
Strategy Correlation (max pairwise) < 0.5 Monthly
Active Strategies 3-10 Weekly
Capital Utilization 50-80% Daily

Operational KPIs

Metric Target Measurement
Signal-to-execution latency < 2 seconds Per trade
Fill rate > 95% Weekly
Slippage vs expected < 1 tick avg Weekly
System uptime > 99% Monthly
Missed signals < 2% Weekly
Alert delivery success > 99% Daily

Validation KPIs (Pre-Deployment)

Test Pass Criterion
In-sample vs OOS gap < 30% degradation
Walk-forward hit rate ≥ 60% profitable windows
Monte Carlo (5th percentile) Sharpe > 0.5
Bootstrap confidence 95% CI excludes zero
Regime robustness Profitable in 2+ of 3 regimes

Monitoring Thresholds

Real-Time Alerts

Condition Alert Level Action
Daily P&L < -2% Warning Review positions
Daily P&L < -3% Critical Reduce exposure 50%
Single trade loss > 1.5% Warning Log for review
3 consecutive losses Info Check for regime shift
Drawdown > 5% Warning Review strategy health
Drawdown > 8% Critical Pause strategy

Weekly Review Triggers

Condition Action
7-day Sharpe < 0.3 Investigate
Win rate < 35% (20+ trades) Review entry logic
Avg R:R < 1.0 Review exit logic
Execution slippage > 2 ticks avg Check liquidity/timing

Reporting Cadence

Report Frequency Contents
Daily summary EOD P&L, trades, alerts
Weekly review Sunday KPI dashboard, exceptions
Monthly report 1st of month Full metrics, strategy health
Quarterly audit Every 3 months Deep dive, correlation analysis

KPI Dashboard Requirements

Minimum viable dashboard must display: - [ ] Real-time P&L by strategy - [ ] Drawdown gauge (current vs max allowed) - [ ] Win rate (rolling 20 trades) - [ ] Daily/weekly Sharpe - [ ] Open positions with unrealized P&L - [ ] Alert log (last 24h)